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Facilities Tech Tip
June 2005
2300 Recreation
0523-2324-MTDC
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Technologies for Scanning Wilderness Permits

Gary Kees Project Leader
Steve Boutcher Information Manager, Wilderness and Wild and Scenic River Staff

Introduction

About 27 percent of wilderness managers use some form of visitor-use reporting system (fiscal year 2004 Infra-WILD reporting). In some instances, this information is collected through self-issued, mandatory wilderness permits; in others, it is collected through voluntary selfregistration (figure 1). Both approaches require the manager to enter data into a database for storage and analysis. Other forests collect use information when they issue quotabased permits. These systems are not considered in this study because the data typically are entered directly into a database when the reservation or permit is created.

The Wilderness Act of 1964 (PL 88-577) directs the Forest Service to "preserve wilderness character," which includes providing for "the use and enjoyment of the American people" while providing "outstanding opportunities for solitude." To make informed decisions to protect ecological conditions or to maintain quality wilderness recreational experiences, wilderness managers must have accurate and timely information on the levels and patterns of recreation use.

Image of a backpacker standing at a trailhead filling out a registration form for backcountry use.
Figure 1—A backpacker registers before entering the
Alpine Lakes Wilderness administered by the Mt.
Baker-Snoqualmie and Wenatchee National
Forests in Washington.

Highlights...

  • Wilderness managers may have thousands of handwritten visitor permits to enter in the Forest Service's Infra-WILD database.

  • Entering the permit data manually would take weeks.

  • If permits are set up properly in advance, it may be possible to use optical scanning technology to prepare the data for input into the Infra-WILD database.

Some national forests may lack the time or personnel to transfer data from the original hard-copy permit to a database or spreadsheet. Many forests have boxes of selfissued wilderness permits or trailhead registration cards awaiting database entry. In some instances, forests kept the data on the original hard-copy form because they did not have an appropriate database. This need was addressed in 2001 with the release of the Visitor Use Permit System (VUPS), a module of the corporate INFRA database. This module contains the "Speedo form," which is easy to customize and was developed to make it easier to enter batches of data. Even though this system is available, many national forests find it difficult to enter their hard-copy data. The ongoing workload is magnified by the data that had been collected but not entered during previous years.

The Missoula Technology and Development Center (MTDC) was asked to see whether scanning technology could automate the task of digitizing wilderness-use data. Although this project is intended primarily for wilderness (figure 2) permits, the technology could apply to cave, backcountry, rafting, and other permits.

Image of a man fly fishing at an alpine lake.
Figure 2—Beautiful settings, such as this lake in the Desolation
Wilderness of California, draw lots of visitors. Permits are one
way of gathering information about wilderness visitors.

Optical Scanning Technologies

Technologies are available to transform written information on paper to electronic information readable by computer. The complexity of the technology varies based on the type and the volume of information being collected. The equipment and software required varies, depending on the technologies selected. Contractors will scan written data and convert it to electronic format. Three types of scanning technologies are used to input written information into an electronic format:

  • OMR—Optical mark recognition scanners read a particular kind of pencil or pen mark in a checkbox or a bubble that can be filled in. OMR is the most common scanning technology and has been available for many years. It is the fastest, most accurate, and costeffective scanning method. This technology cannot read handwritten, printed, or machine-printed text.

  • OCR—Optical character recognition scanners transform machine-printed text to an electronic format readable by computer. This technology requires specialized software to convert scanned text images into computer-readable data that can be edited, revised, or used as input for databases. It cannot read handwritten text.

  • ICR—Intelligent character recognition is similar to OCR, but can read handwritten text and machineprinted information. The software to interpret the handwritten text is more complicated than OCR software, which can only read machine-printed text. Software transforms handwritten information into data readable by computer. ICR is the least reliable scanning technology. Scanning takes longer and requires more operator intervention than OMR or OCR.

Some software can combine more than one of the optical scanning technologies. Simple multiple-choice questions can be scanned using OMR, while handwritten information can be scanned using ICR.

Choosing Scanning Technologies and Services

Any one of the scanning technologies will work for scanning wilderness permits, but several issues should be considered when deciding which technology is best suited for a particular application. The type of information that needs to be collected can best determine appropriate scanning technologies. The complexity of the equipment, software, and forms and the amount of operator intervention required by a particular technology can vary considerably. The required equipment, software, and forms can be purchased to accommodate in-house scanning by a staff member or contractor. Availability of staff and the staff's level of computer skills, along with budgets, can determine the most appropriate technologies for each region or office.

Comparing Scanning Technologies

Because OCR is designed primarily to scan machineprinted text, the OMR and ICR technologies are best suited to scan handwritten wilderness permits or registration cards. Table 1 summarizes the main issues to consider when deciding whether to use OMR or ICR technologies. Some costs are sales representatives' estimates that vary depending on the selected technology, equipment, and vendor.

Table 1—Comparison of optical mark recognition and intelligent character recognition scanning technologies.
  Optical Mark Recognition Intelligent Character Recognition
Permit application Checkbox or bubble. Good for yes-no and multiple choice questions. Poor for open-ended questions such as names, trailheads, or cities. Can be designed to read checkmarks and handwritten letters or numbers.
Filling out forms Easy to fill in bubbles with a pencil or pen, but can be slow and tedious compared to writing. Forms can be filled in with letters and numbers, but poor handwriting or a poor writing surface will reduce the accuracy of the scanned information.
Equipment $6,000 per scanner, which includes software; simple to operate and dependable. $5,100 to $20,000 per station; cost can vary depending on how many forms need to be processed and how quickly.
Software Included with equipment. Image scanning software, $1,450. Windows verification software (to view and correct unreadable text), $1,749.
Forms (two pages) Purchase price $3,500 for 50,000 forms (lower cost for larger purchases or for single-page forms). Purchase price $4,000 for 50,000 forms (lower cost for larger purchases or single-page forms).
Processing speed 2,000 to 10,000 forms per hour, depending on the scanner. 1,200 to 7,500 forms per hour depending on the number of characters per sheet, the software, the scanner, and the legibility of the handwriting.
Output accuracy Almost 100 percent. Lower accuracy (70 to 95 percent) when permits are scanned initially because of poor writing conditions and the permit's exposure to the elements at sign-in stations. Nearly 100 percent accuracy after operator intervention.
Staff interaction Minimal, loading the autofeeding machine. Manual correction is required for any rejected forms. ICR scanners typically hold fewer forms than OMR scanners.
Training Minimal, 20 minutes, can be done from any office. $10,000 for training and services; makes sense to limit the number of people who will process permits.
Maintenance None to minimal. Included in personal service and training above.
Distribution ASCII (computer text) data input into the Oracle Infra-WILD database ASCII (computer text) data input into the Oracle Infra-WILD database
Outsourcing 17 cents per permit for scanning, $50 for an output file (per run), 4 weeks to process and return data. $500 to set up a form scan (one-time fee), 19 cents per permit for scanning, $50 for an output file (per run), 4 weeks to process and return data.

Choosing the technology that makes sense for a particular application can be difficult. If OMR technology fits a particular use, it will be less expensive, less complex, and more accurate than ICR technology. The basic issue is whether information can be captured using checkboxes or bubbles. The biggest issues with OMR technology relate to the data fields required and the number of choices that must be provided for each field. OMR forms are notoriously inefficient in their use of space. Of greatest concern are the numbers of entry and exit points to the wilderness, and the numbers of potential destinations. For a small wilderness with few access points and few common destinations, an OMR form might suffice.

In many wildernesses, multiple trailheads and a number of popular destinations need to be tracked, making the OMR approach difficult to implement. One potential solution for such wildernesses may be to develop forms for individual trailheads or groups of trailheads. The number of choices on any single form would be within the limits that are practical for OMR. This solution introduces other complexities and is far from perfect.

Any unit's evaluation of scanning technology includes comparing scanning to manual data entry. This comparison can include several factors, such as hourly costs, data entry rates, and accuracy.

  • Hourly costs—The skill level required for data entry is not high. Hourly costs can be kept low through the use of administrative staff, senior citizen employees (SCSEP), or volunteer staff. Entering certain permit information may require local wilderness knowledge that volunteers might lack.

  • Data entry rates—Manual data entry rates are difficult to compare with scanning because the proficiency of the person entering the data can vary greatly and the number of fields that need to be entered also varies. As a general rule, a skilled worker can enter about 30 to 60 permits per hour.

  • Accuracy—Accuracy rates are difficult to compare, depending on variables, such as the skill level of the person entering the data, the condition of the permit forms that need to be scanned, and the scanning technology used. Generally, if the forms are in good condition, OMR scanning or a wellcalibrated ICR system will be about as accurate or perhaps slightly more accurate than a skilled worker entering data.

Form Design

Forms can be designed in-house or by contractors. Most form-design software is similar to database-design software. Unless the user is familiar with such software, the work will not be completed quickly. If many wilderness forms need to be designed, or the forms need many changes, it may make sense to do the design in-house. Typical design software costs around $1,500 per license.

For most wilderness areas, it probably makes sense to contract form design. Such services cost roughly $500 per form, depending on the complexity of the information and format. The contractor collects information about form requirements and submits a proof for approval. Changes to an existing form would cost less than creating a new form, with the savings depending on the amount of editing required. Several forests or regions could have forms printed with the same design to reduce design costs. Forms are typically cheaper when purchased in large volumes.

National forests that wish to implement a new permit form need prior approval from the Office of Management and Budget (OMB). Such approval is required whenever Federal employees ask more than nine members of the public the same set of questions. This requirement is waived if national forests use the data fields on the Visitor's Permit (FS–2300–30) or the Visitor Registration Card (FS–2300–32), or a subset of those fields. Requests for clearance are processed through the Washington Office and typically take several months for approval.

Form Printing

Optical scanning requires specialized forms. The forms must be printed clearly and accurately or they will be rejected when scanned. Good quality forms require high-cost, accurate laser printers. Most wildernesses use a snap sheet, which includes a heavy front sheet and a thinner carbonless copy. The visitor puts the copy into a trailhead collection box, and keeps the front sheet as proof of permit compliance. Additional text, such as local regulations or Leave No Trace principles, may be printed on the back side of the visitor's copy of the form. When considering the overall cost of software, labor, equipment, snap sheets, ink, and paper supplies, it makes sense to have the forms printed by a commercial printer through the Government Printing Office rather than to do so in-house. Printing regulations may require you to do so, particularly if you will be printing more than a few copies of the forms.

Form Scanning

The decision to scan forms in-house or to contract this service depends on many variables. Scanning equipment and software can be relatively expensive, especially for ICR technology. Another key issue is the time operators will need to learn the scanning systems and perform the scanning operation. OMR is a fairly low-cost option that requires minimal operator training and time, but the type of information it can record is limited.

Having scanning done by a contractor can be as simple as stuffing the filled-out permits in an envelope and sending them to the contractor. The contractor scans the permits and returns the information in a delimited, ASCII (computer text) electronic format in about 4 weeks. This file would be input into the Infra-WILD Oracle database (http://infra.wo.fs.fed.us/infra) by Forest Service personnel using a data migration utility (expected to be available by the fall of 2005). Scanning costs typically include a fee to set up the scan, a fee for every sheet that is scanned, and a fee for generating the computer text output file with all of the data. Table 2 is a cost comparison put together by Christina Boston from the Boundary Waters Canoe Area Wilderness (BWCAW).

Table 2—Cost comparison for scannable self-issue permits for the Boundary Waters Canoe Area Wilderness. Cost estimates in table 2 are based on 12,000 permits being issued each year, the number of permits filled out each year by visitors to the Superior National Forest.
  Current Self-Issue Permit—Forest Service Data Entry Scannable Self-Issue Permit—Contractor Scans Data Scannable-Self Issue Permit—Staff in Pacific Southwest Region Scans Data Scannable Self-Issue Permit—Buy Scanner To Scan Data Locally
Permit Design Design the permit ourselves $400 per form (unless we purchase $1,750 software to design the form ourselves) $400 per form (unless we purchase $1,750 software to design the form ourselves) $400 per form (unless we purchase $1,750 software to design the form ourselves)
Permit printing $432
3.6 cents per form
$3,240
27 cents per form if a contractor prints the form (price for GPO printing might be cheaper)
$3,240
27 cents per form if a contractor prints the form (price for GPO printing might be cheaper)
$3,240
27 cents per form if a contractor prints the form (price for GPO printing might be cheaper)
Permit data entry and distribution $5,500
Based on estimate of 2 minutes per permit (X 12,000=400 hours or 50 days) by GS-5 staff ($110/day) into an MS Access database. The time and cost may go down when we switch to the Visitor Use Permit System and the Speedo data entry form.
$3,450
29.5 cents per form
$338 to $450
3 to 4 days at GS-7 ($112.71/day)
Scanned at an estimated rate of 800 per hour (15 hours total) + time to deal with forms that go into the reject hopper.
$338 to $450
3 to 4 days at GS-7 ($112.71/day)
Scanned at an estimated rate of 800 per hour (15 hours total) + time to deal with forms that go into the reject hopper.
Maintenance agreement None None Unknown
May be asked to partially pay for the Southwestern Region's costs
$800
(annual estimate)
Equipment purchase None None Equipment already purchased $7,000
(one-time cost)
Error rate Low Unknown
Estimated to be 25 percent or higher, based on knowledge about other scanned forms.
Unknown
Estimated to be 25 percent or higher, based on knowledge about other scanned forms.
Unknown
Estimated to be 25 percent or higher, based on knowledge about other scanned forms.
Totals $5,932 $7,090 if contractors design the form. $4,090 if contractors design the form $4,809 if contractors design the form + one-time cost of $7,000 for the equipment.

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